Financial Regulation & Ethics

Catalog description

This course explores financial regulations, policies, and ethics. Students receive an overview of the financial systems, their history, problems, and issues for the purpose of understanding the enactment of regulations as a method to protect the financial systems and investors. Regulations and their authority will be identified, both domestically and internationally. The course explores ethics as an extremely important aspect of finance. Students study where ethics have failed and caused major issues for the financial marketplace and individual companies.