FIN 437Securities Industry Essentials Preparation

University of Rhode Island · UGRD

Catalog

(3 crs.) Providing knowledge of basic securities industry information and reinforcing critical financial topics. The course is suitable for those students who prepare for the FINRA SIE Exam. (Online) Pre: B or better in FIN321 and minimum GPA of 3.2

Recent sections

Fall 2026 · 1 section

Sep 9 – Dec 14

Section	Days & time	Location	Instructor
0001-ONLClass #4979	We · 6:30 – 8:45 PM	Online Synchronous	Myuran Ratnaseelan