Financial Institutions Mgt&Reg

Catalog description

This course examines the various aspects of management and regulations on financial institutions. The material to be covered in management includes the balance sheet, risk, and managerial features of the financial institutions, including depository institutions, securities firms and investment banks, mutual funds, hedge funds, insurance companies, pension funds. The material to be covered in regulations includes jurisdiction of financial regulators, deposit insurance, capital regulation and Basel accord, central bank policy, the financial crisis and the Dodd-Frank Act reform, and regulation and governance on securities markets and financial conglomerates.