BLAW 7343

Securities Regulation

Seton Hall University · UGRD · Fall 2026

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Examination of the legal and ethical implications of the Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, Investor Protection Act of 1970 and Sarbanes-Oxley Act and their impacts on the management of corporations. Considers the areas of SEC practice, insider trading and investor protections. Offered: Irregularly.

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Class #seton_hall-BLAW7343Fall 2026UGRD3 credits
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