LAWE 755

Catalog description

The U.S. Securities and Exchange Commission has broad authority to police stock exchanges, public companies, financial advisers, broker-dealers, and the funds, firms and retail investors who trade securities in the U.S. At the SEC, the Division of Enforcement is the cop on the beat. In this course, you’ll learn how the SEC investigates misconduct in the U.S. markets and enforces the federal securities laws. We’ll cover insider trading, meme stocks, cryptocurrencies, foreign bribery, and quite a few of the case you’re reading about in the news.