Securities Industry Essentials

Catalog description

Description: The Financial Industry Regulatory Authority (FINRA) has introduced the Securities Industry Essentials® (SIE®) Exam, which is aimed at individuals aspiring to become professionals in the securities industry. FINRA SIE Exam is now a requirement for many entry level securities industry jobs. The FIN 5103 SIE Course is designed to equip students with the necessary knowledge and skills pertaining to the subjects covered in the FINRA SIE exam. May not be used for degree credit with FIN 4103 .