Corporate Compliance Credits: 1-3

Catalog description

Provides a basic overview of compliance systems used for corporations and other businesses, including various federal and state laws such as the Securities Act, the Securities Exchange Act, Sarbanes Oxley, Dodd-Frank, and Corporate Transparency Act as well as applicable state laws such as a state’s General Corporation Law, and the actions required to comply with those laws such as policies, training, reports and filings.