FINPLN 4381

Securities Industry Essentials

University of Missouri-Columbia · UGRD · Fall 2026

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The Securities Industry Essentials (SIE) curriculum will prepare students for the Financial Industry Regulatory Authority (FINRA) SIE exam. Additionally, this course will explore current trends and techniques for financial advisor marketing and prospect/client management. This course is open to any MU student in any degree program with a desire to enter the financial services industry. Graded on S/U basis only. Credit Hour : 1 Recommended: Recommended for upper level students preparing for graduation and entering the financial services career field. Prior financial investment education is not required but recommended

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Class #missouri_columbia-5024Fall 2026UGRD
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