Securities Industry Essentials (SIE) Exam Preparation

Catalog description

The course is designed to prepare students for the Securities Industry Essentials (SIE) exam by providing a comprehensive overview of all the exam topics and a series of practice tests. The course content is divided into 3 learning modules with each module being made up of smaller sub-sections. Topics covered includes equity, debt, packaged products, trading market, options, customer accounts, retirement plans, new issues, and regulations. The pre-requisites of FIN 201 and FIN 202 or Department Chair Permission are required.