INTRODUCTION TO COMPLIANCE AND RISK MANAGEMENT

Catalog description

This course focuses on how companies and regulators prioritize cultivating a robust compliance culture to effectively oversee the operations of businesses or institutions, thereby avoiding penalties and preserving their reputations. It highlights the importance of collaboration among various risk functions. Additionally, this course explores new and emerging risks and their impact on the compliance risk management process. The course covers topics such as the functions of the Compliance Risk Committee and the role of the Chief Compliance Officer (CCO).