REGULATIONS IN GOVERNANCE, RISK, AND COMPLIANCE

Catalog description

This course covers key global business regulatory frameworks, including corporate governance principles from the Basel Committee and OECD. It focuses on risk governance, particularly according to the Financial Stability Board and the Sarbanes-Oxley Act (SOX). The course explores SOX's historical development, impact, and framework intricacies. International perspectives on regulatory compliance, including adaptations in Japan and Europe, are examined. The Basel Accord, from Basel I to Basel III, is overviewed, along with risk management methodologies like the Delphi method. Practical application is emphasized through case studies, providing a nuanced understanding of critical financial regulations.