Ethical and Professional Standards in Finance. 3 credits

Catalog description

This course is a complete study of the Code of Ethics and Standards of Professional Conduct. The material focuses on all ethical issues that may arise in the financial industry and will include: duties to clients, integrity of capital markets, professionalism with clients, duties to employers, investment analysis, conflicts of interest, and duties as a CFA/CFP charter member.Offered by Finance. Limited to two attempts.