FINC 322
Financial Industry Regulation
Ave Maria University · UGRD · Fall 2026
1 section
Catalog description
This course is for students exploring a career in brokerage, insurance, or financial planning. It provides an overview of the industry, regulations, compliance, and certification to work in the field. It prepares students for two industry credential exams: Securities Industry State Law Exam (Series 63), and Securities Industry Law Exam (Series 65). Prerequisite: FINC 201
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001
Availability not recently verifiedClass #ave_maria-0124Fall 2026UGRD2 credits
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