FINC 321

Securities Industry Overview

Ave Maria University · UGRD · Fall 2026

1 section
Add to a schedule

Catalog description

This course is for students exploring a career in brokerage, insurance, or financial planning. It provides an overview of the industry, regulations, compliance, and certification to work in the field. It prepares students for two industry credential exams: Securities Industry Essentials, and Life, Health, and Variable Annuities. Prerequisite: FINC 201

Sections

Current meeting, instructor, credit, and enrollment details

Updated 5 hours ago

001

Availability not recently verified
Class #ave_maria-0123Fall 2026UGRD2 credits
Days & times
No scheduled meeting time
Meeting dates
Location
Instructor
Staff
Class numbers and section codes come from the registrar.
Spot missing or incorrect course data?